List of Accredited Providers

FICS >> List of Accredited Providers

LIST OF ACCREDITED PROVIDERS

FICS Accreditation is an industry endorsed recognition of a service provider's capability to conduct a specific range of training and/or assessment services aimed at preparing and/or assessing participants for certification under the FICS framework.

Information on the types of programmes that have been evaluated and accredited can be found under the Accreditation Scope. It indicates the breadth and depth of the programme coverage based on its programme's mapping to specific competency unit/s of a job family (or occupational group) under the FICS framework.

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Compliance

Anti-Money Laundering
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6
International Compliance Assoc	A / TA	Diploma in AML - Module 1: Identify Money Laundering Methods & Assess Money Laundering Risks (Role V)	5
International Compliance Assoc	A / TA	Diploma in AML - Module 2: Designing AML Frameworks, Risk Profiling Techniques & Customer Due Diligence (Role V)		5
International Compliance Assoc	A / TA	Diploma in AML - Module 3: Conduct or support the investigation process (Role V)			5
International Compliance Assoc	A / TA	Diploma in AML - Module 4: The Financial Services Industry (Role V)					5
International Compliance Assoc	A / TA	Diploma in AML - Module 5: The Singapore Regulatory Framework (Role V)						5

Consumer Banking
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 1: The Compliance Function (Role IV)		4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 1: The Compliance Function (Role V)		5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 2: The Compliance Culture (Role IV)			4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 2: The Compliance Culture (Role V)			5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 3: The Regulatory Environment (Role IV)					4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 3: The Regulatory Environment (Role V)					5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 4: Industry and Product Knowledge (Role IV)				4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 4: Industry and Product Knowledge (Role V)				5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 5: Compliance and the Business Unit (Role V)	5
International Compliance Assoc	A / TA	Graduate Diploma in Compliance	6	6	6	6	6
Swiss Asia Banking School (Asia) Pte Ltd	T	The Bank Manager Programme - Module One: The Principles of Banking				4

Fund Management
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 1: The Compliance Function (Role IV)		4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 1: The Compliance Function (Role V)		5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 2: The Compliance Culture (Role IV)			4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 2: The Compliance Culture (Role V)			5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 3: The Regulatory Environment (Role IV)					4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 3: The Regulatory Environment (Role V)					5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 4: Industry & Product Knowledge (Role IV)				4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 4: Industry and Product Knowledge (Role V)				5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 5: Compliance and the Business Unit (Role V)	5
International Compliance Assoc	A / TA	Graduate Diploma in Compliance	6	6	6	6	6

Insurance
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 1: The Compliance Function (Role IV)		4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 1: The Compliance Function (Role V)		5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 2: The Compliance Culture (Role IV)			4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 2: The Compliance Culture (Role V)			5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 3: The Regulatory Environment (Role IV)					4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 3: The Regulatory Environment (Role V)					5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 4: Industry and Product Knowledge (Role IV)				4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 4: Industry and Product Knowledge (Role V)				5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 5: Compliance and the Business Unit (Role V)	5
International Compliance Assoc	A / TA	Graduate Diploma in Compliance	6	6	6	6	6

Wealth Management
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 1: The Compliance Function (Role IV)		4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 1: The Compliance Function (Role V)		5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 2: The Compliance Culture (Role IV)			4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 2: The Compliance Culture (Role V)			5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 3: The Regulatory Environment (Role IV)					4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 3: The Regulatory Environment (Role V)					5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 4: Industry and Product Knowledge (Role IV)				4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 4: Industry and Product Knowledge (Role V)				5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 5: Compliance and the Business Unit (Role V)	5
International Compliance Assoc	A / TA	Graduate Diploma in Compliance	6	6	6	6	6

Wholesale Banking
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 1: The Compliance Function (Role IV)		4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 1: The Compliance Function (Role V)		5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 2: The Compliance Culture (Role IV)			4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 2: The Compliance Culture (Role V)			5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 3: The Regulatory Environment (Role IV)					4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 3: The Regulatory Environment (Role V)					5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 4: Industry and Product Knowledge (Role IV)				4
International Compliance Assoc	A / TA	Diploma in Compliance - Module 4: Industry and Product Knowledge (Role V)				5
International Compliance Assoc	A / TA	Diploma in Compliance - Module 5: Compliance and the Business Unit (Role V)	5
International Compliance Assoc	A / TA	Graduate Diploma in Compliance	6	6	6	6	6

Corporate Banking

Cash Management
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6	7
FTI@SMU	TA	SMU FICS Certificate: Effective Corporate Cash Management (IV)						4

Credit Analysis & Approval
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6
FTI@SMU	A / T	SMU FICS Professional Certificate in Corporate Credit Approval	4	4		4	4	4
Omega Performance Corporation Asia Pacific	T	Assessing and Approving Credit Risks	5		5
Omega Performance Corporation Asia Pacific	T	Determining a Credit Facility Structure		5
Omega Performance Corporation Asia Pacific	T	Monitoring Credit Risks				5
Omega Performance Corporation Asia Pacific	T	The Fundamental Corporate Credit Programme	4	4		4
PI ETA Consulting Company	T	Accounting Fundamentals & Corporate Risk Evaluation (Role IV)	4
PI ETA Consulting Company	T	Loan Management & Risk Monitoring (Role IV)				4
PI ETA Consulting Company	T	Regulatory Compliance, Anti-Money Laundering & Anti-Terrorist Financing (Role IV)						4
PI ETA Consulting Company	T	Structuring Optimal Banking Lines, Legal & Security Considerations (Role IV)		4
PI ETA Consulting Company	T	Understanding the Financial Services Industry (Role IV)					4
Swiss Asia Banking School (Asia) Pte Ltd	T	The Bank Manager Programme - Module One: The Principles of Banking					4

Credit Control & Administration
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6
FTI@SMU	A / T	SMU FICS Professional Certificate in Credit Administration	4	4	4		4	4
FTI@SMU	T	SMU FICS Training : Insight into Credit Control & Administration (VI)	5					6
FTI@SMU	T	SMU FICS Training : Management & Regulatory Reporting (VI)		5	5
FTI@SMU	T	SMU FICS Training: Setting Up Credit Administration & Work Practices (VI)				6

Relationship Management - Enterprise Banking
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6
DBS	T	Enterprise Banking Development Program (Role IV)	4		4	4
FTI@SMU	A	SMU FICS Professional Certificate in Corporate Relationship Management	4	4	4	4
FTI@SMU	T	SMU FICS Professional Certificate in Corporate Relationship Management	4	4	4	4	4	4
Institute of Banking & Finance	A	Common Examination - Corporate Banking					4	4
Orion Human Capital	A	Relationship Mgmt (Small & Medium Enterprise) - Assessment (Role IV)	4	4	4	4	4	4

Relationship Management - Wholesale Banking
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6	7
DBS	T	Relationship Management: Wholesale Banking (Job Role V)	5	5	5	5	5
DBS	T	SCIB RM Development Program-Strategic Key Account Relationship Management	4	4	4	4	4
FTI@SMU	A	SMU FICS Professional Certificate in Corporate Relationship Management	4	4	4	4	4
FTI@SMU	T	SMU FICS Professional Certificate in Corporate Relationship Management	4	4	4	4	4	4	4
Institute of Banking & Finance	A	Common Examination - Corporate Banking						4	4
Orion Human Capital	A	Corporate Banking - Relationship Management (Wholesale Corporate Banking) (Role IV)	4	4	4	4	4	4	4
Orion Human Capital	A	Corporate Banking - Relationship Management (Wholesale Corporate Banking) (Role V)	5	5	5	5	5	5	5

Trade Finance
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6	7
FTI@SMU	A / T	SMU FICS Certificate: Essentials of Trade Finance (IV)						4	4
FTI@SMU	T	SMU FICS Training in Trade Finance (IV)		4	4	4		4	4

Corporate Finance

Origination, Structuring & Advisory
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6
FTI@SMU	T	SMU-SIBA FICS Training in Equity Capital Markets (IV)	4	4	4	4	4	4
FTI@SMU	T	SMU-SIBA FICS Training: ECM - Business Development (IV)	4
FTI@SMU	T	SMU-SIBA FICS Training: ECM - Origination, Structuring & Advisory (IV)		4	4	4	4	4

Sales & Distribution
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6
FTI@SMU	T	SMU FICS Training : Corporate Finance Regulatory Considerations & Code of Conduct (IV)						4
FTI@SMU	T	SMU-SIBA FICS Training: ECM - Sales & Marketing of Equity Offerings (IV)	4	4	4

Financial Markets

Trading
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6
FTI@SMU	A / T	SMU FICS Certificate : Financial Markets Foundation (IV)					4
FTI@SMU	T	SMU FICS Training : Introduction to Financial Markets (IV)	4
FTI@SMU	T	SMU FICS Training : Treasury Risk Management (IV)		4
Singapore Exchange Ltd	T	Securities and Derivatives Cross Trading Professional Training	4
Standard Chartered Bank	A	Global Markets (Role IV)	4

Asset Securitisation
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6
FTI@SMU	A / T	SMU FICS Training : Financial Markets Foundation (IV)					4
FTI@SMU	T	SMU-SIBA FICS Training: DCM - Structure & Execute Asset Securitization (IV)			4

Operations - Deal Processing & Settlements
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6	7
FTI@SMU	A / T	ACI-SMU FICS Professional Certificate in Financial Markets Operations	4	4	4	4		4	4
FTI@SMU	A / T	SMU FICS Certificate : Financial Markets Foundation (IV)						4
FTI@SMU	A	ACI-SMU FICS Specialist Certificate in Financial Markets Operations			5	4		5	5
FTI@SMU	A	SMU FICS Certificate: Financial Markets & Products						3
FTI@SMU	T	SMU FICS Training : Processing & Settlement of Complex Products (V)			5
FTI@SMU	T	SMU FICS Training: Financial Markets Regulatory Framework & Compliance (V)							5
FTI@SMU	T	SMU FICS Training: Financial Markets Regulatory Trends & Development (VI)							6
FTI@SMU	TA	ACI-SMU FICS Operations Certificate	3	3	3
FTI@SMU	TA	SMU FICS Certificate: Financial Markets Regulations (III)							3
Temasek Polytechnic	A	Diploma in Financial Business Informatics	4	4	4	4		4	4

Debt Origination & Syndication
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6
FTI@SMU	A	SMU-SIBA FICS Specialist Certificate in Debt Origination, Structuring & Syndication	5	5	5		5	5
FTI@SMU	T	SMU FICS Training : Financial Markets & Products (IV)					4
FTI@SMU	T	SMU FICS Training : Pre-Deal Evaluation In Debt Issuance (V)		5
FTI@SMU	T	SMU-SIBA FICS Training : DCM � Debt Origination, Structuring & Syndication (IV)			4
FTI@SMU	T	SMU-SIBA FICS Training: DCM-Debt Origination, Structuring & Syndication (V)	5	5	5			5

Product Control
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6	7
FTI@SMU	A / T	SMU FICS Certificate : Product Control � New Product Approval (V)				5
FTI@SMU	A	Financial Markets: Product Control (VI)	6	6	6	6	6	6	6
FTI@SMU	A	SMU FICS Specialist Certificate in Product Control	5	5	5	5		5	5
FTI@SMU	T	SMU FICS Training : Critical Issues in Risk Management Models (VI)	6
FTI@SMU	T	SMU FICS Training : Product Accounting & Tax Considerations (VI)			6
FTI@SMU	T	SMU FICS Training : Product Control & Work Practices (VI)					6
FTI@SMU	T	SMU FICS Training : Product Control (V)	5	5	5	5
FTI@SMU	T	SMU FICS Training: Financial Markets Regulatory Framework & Compliance (V)							5

Research
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6
CFA Singapore	T	CFA-FICS Research Programme I	3				4	4
CFA Singapore	T	CFA-FICS Research Programme II-A	4	5			5	5
FTI@SMU	T	SMU FICS Training : Introduction to Financial Statement Analysis (IV)	3
FTI@SMU	TA	SMU FICS Certificate : Fund Management Foundation					4
Informatics Academy Pte Ltd	TA	FICS - Chartered Financial Analyst (CFA�) Level 1 Programme (Job Role IV)	3				4	4
Kaplan Learning Institute Pte Ltd	T	FICS-CFA Level I Program	3				4
Kaplan Learning Institute Pte Ltd	T	Kaplan Research & Analysis Program	4
Swiss Asia Banking School (Asia) Pte Ltd	T	The Bank Manager Programme - Module One: The Principles of Banking					4

Treasury Sales
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6
FTI@SMU	A / T	SMU FICS Certificate : Financial Markets Foundation (IV)					4
FTI@SMU	A / TA	ACI-SMU FICS Financial Markets Certificate					4
FTI@SMU	A	ACI-SMU FICS Certificate: Marketing Treasury Solutions (Role IV)	4	4	5
FTI@SMU	T	ACI-SMU FICS Training : Marketing Treasury Solutions (Role IV)	4	4	5
OCBC	T	Risks in Financial Markets		4
Orion Human Capital	A	Treasury Sales - Assessment (Role IV)	4	4	5		4	4
Singapore Manufacturers Federation	T	Treasury Markets Foundation Programme					4

Fund Management

Business Development - Institutional
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6
FTI@SMU	A / T	SMU FICS Certificate : Fund Management Foundation (IV)					4
Swiss Asia Banking School (Asia) Pte Ltd	T	The Bank Manager Programme - Module One: The Principles of Banking					4

Business Development - Retail
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6
FTI@SMU	A / T	SMU FICS Certificate : Fund Management Foundation (IV)					4

Fund Administration
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6	7	8
FTI@SMU	T	SMU FICS Training : Fund Management Industry Trends & Developments (V)							5	5
FTI@SMU	T	SMU-SFAA FICS Training in Fund Administration (IV)	4	3	4	4	4	4	4	4
Nanyang Polytechnic	T	Specialist Diploma in Fund Mgmt and Administration (Role IV)	4	3	4	4	4	4	4	4

Performance Measurement
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5
FTI@SMU	T	SMU FICS Training in Portfolio Performance Measurement (Role V)	5	5	5	5	4

Portfolio Management
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6
7City Learning Singapore	T	Introduction to Investment Management (Role IV)					4
FTI@SMU	A / T	SMU FICS Certificate : Fund Management Foundation (IV)					4
FTI@SMU	A	SMU FICS Certificate: Manage Portfolios		6
FTI@SMU	A	SMU FICS Certificate: Review Portfolio Performance			4
FTI@SMU	T	SMU FICS Training: Portfolio Construction & Management (IV)		6	4
Macquarie University Applied Finance Centre	TA	Master of Applied Finance		6	4

General Insurance

Claims Handling - General Insurance
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6
Singapore College of Insurance	TA	Advanced General Insurance Claims Mgmt: Environment, Products & Regulations (Role VI)					6	6
Singapore College of Insurance	TA	Advanced General Insurance Claims Mgmt: Policy Making & Strategies (Role VI)				6
Singapore College of Insurance	TA	General Insurance Claims Handling & Processing (Role I)	1
Singapore College of Insurance	TA	General Insurance Claims Handling: Environment, Products & Regulations (Role I)					1	1
Singapore College of Insurance	TA	General Insurance Claims Handling: Environment, Products & Regulations (Role III)					3	3
Singapore College of Insurance	TA	General Insurance Claims Mgmt (Role V)		5	5	5
Singapore College of Insurance	TA	General Insurance Claims Mgmt: Environment, Products & Regulations (Role V)					5	5
Singapore College of Insurance	TA	Supervision of General Insurance Claims Handling & Processing (Role III)	1	3	3	3

Underwriting - General Insurance
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5
Singapore College of Insurance	TA	Advanced General Insurance Underwriting Mgmt: Environment, Products & Regulations (Role VI)				6	6
Singapore College of Insurance	TA	Advanced General Insurance Underwriting Mgmt: Risk Assessment & Policy Documentation (Role VI)	5	4	6
Singapore College of Insurance	TA	General Insurance Underwriting Mgmt: Environment, Products & Regulations (Role V)				5	5
Singapore College of Insurance	TA	General Insurance Underwriting Mgmt: Risk Assessment & Policy Documentation (Role V)	5	4	5
Singapore College of Insurance	TA	General Insurance Underwriting: Environment, Products & Regulations (Role IV)				4	4
Singapore College of Insurance	TA	General Insurance Underwriting: Risk Assessment & Policy Documentation (Role IV)	4	4

Life Insurance

Claims Handling - Life Insurance
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6
Great Eastern Life	A	Professional Competency - Claims Handling (Role III)	1	3	3	3	3	3
Singapore College of Insurance	TA	Advanced Life Insurance Claims Mgmt: Environment, Products & Regulations (Role VI)					6	6
Singapore College of Insurance	TA	Advanced Life Insurance Claims Mgmt: Policy Making & Strategies (Role VI)				6
Singapore College of Insurance	TA	Introduction to Life Insurance Environment & Claims Processing (Role I)	1				1	1
Singapore College of Insurance	TA	Life Insurance Claims Handling: Environment, Products & Regulations (Role III)					3	3
Singapore College of Insurance	TA	Life Insurance Claims Handling: Processing & Documentation (Role III)	1	3	3	3
Singapore College of Insurance	TA	Life Insurance Claims Management (Role V)		5	5	5
Singapore College of Insurance	TA	Life Insurance Claims Management: Environment, Products & Regulations (Role V)					5	5

Underwriting - Life Insurance
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5
Great Eastern Life	A	Professional Competency - Underwriting (Role IV)	4	4		4	4
Singapore College of Insurance	A	Life Insurance Underwriting Mgmt: Environment, Products & Regulations (Role V)				5	5
Singapore College of Insurance	A	Life Insurance Underwriting Mgmt: Risk Assessment & Policy Documentation (Role V)	5	4	5
Singapore College of Insurance	A	Life Insurance Underwriting: Environment, Products & Regulations (Role IV)				4	4
Singapore College of Insurance	A	Life Insurance Underwriting: Risk Assessment & Policy Documentation (Role IV)	4	4
Singapore College of Insurance	TA	Advanced Life Insurance Underwriting Mgmt: Environment, Products & Regulations (Role VI)				6	6
Singapore College of Insurance	TA	Advanced Life Insurance Underwriting Mgmt: Risk Assessment & Policy Documentation (Role VI)	5	4	6
Singapore College of Insurance	TA	Life Insurance Underwriting Mgmt: Environment, Products & Regulations (Role V)				5	5
Singapore College of Insurance	TA	Life Insurance Underwriting Mgmt: Risk Assessment & Policy Documentation (Role V)	5	4	5
Singapore College of Insurance	TA	Life Insurance Underwriting: Environment, Products & Regulations (Role IV)				4	4
Singapore College of Insurance	TA	Life Insurance Underwriting: Risk Assessment & Policy Documentation (Role IV)	4	4

Relationship Management - Life Insurance
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5
Great Eastern Life	A	Professional Competency - Relationship Mgmt (Role IV)	4	4	4	4	4
Portcullis Institute	TA	Insurance Advisory Regulations					4

Risk Management

Asset Liability Management - Banking
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6	7
Risk Management Institute	A	Liquidity and Balance Sheet Management (Banking) Assessment � Competency Unit 1	5
Risk Management Institute	A	Liquidity and Balance Sheet Management (Banking) Assessment � Competency Unit 2		5
Risk Management Institute	A	Liquidity and Balance Sheet Management for Banking (Role V)	5	5	5	5		5	5
Risk Management Institute	T	Liquidity & Balance Sheet Management (Banking) - Module 1: CU 6 & 7 - Understanding the Principles of LBSM, Financial Markets, Financial Products and the Financial Services Industry, Basel II, Rules, Regulations and Legislations						5	5
Risk Management Institute	T	Liquidity & Balance Sheet Management (Banking) - Module 2 - Framework, Objectives & Strategies / Policies & Procedures (Role V)	5	5
Risk Management Institute	T	Liquidity & Balance Sheet Management (Banking) - Module 3: Risk Controls, Evaluation Tools and Processes (Job Role V)			5	5

Asset Liability Management - Insurance
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6	7
Risk Management Institute	T	Liquidity & Balance Sheet Management (Insurance) - Module 1 - Understanding the Principles of LBSM, Financial Markets, Financial Products and the Financial Services Industry, Basel II, Rules, Regulations and Legislations (Role V)						5	5
Risk Management Institute	T	Liquidity & Balance Sheet Management (Insurance) - Module 2 (Job Role V)	5	5
Risk Management Institute	T	Liquidity & Balance Sheet Management (Insurance) - Module 3 - LBSM (Insurance) Risk Controls, Tools and Processes (Job Role V)			5	5

Credit Analytics
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6	7
Risk Management Institute	A	Credit Analytics - Competency Unit 1	5
Risk Management Institute	A	Credit Analytics - Competency Unit 2		5
Risk Management Institute	A	Credit Analytics - Competency Unit 3			5
Risk Management Institute	A	Credit Analytics - Competency Unit 4				5
Risk Management Institute	A	Credit Analytics - Competency Unit 6						5
Risk Management Institute	A	Credit Analytics - Competency Unit 7							5
Risk Management Institute	T	Credit Analytics - Module 1A	5	5
Risk Management Institute	T	Credit Analytics - Module 1: Understanding of the Financial Markets and Financial Services Industry � Basel II, Rules, Regulations and Legislations (Job Role V)						5	5
Risk Management Institute	T	Credit Analytics Module 2 - Develop, Implement and Maintain Credit Risk Management System to Support Credit Approval, Credit Pricing and Business Intelligence (Role V)	5	5
Risk Management Institute	T	Credit Analytics Module 3			5
Risk Management Institute	T	Credit Analytics Module 4				5

Credit Risk Management - Consumer
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6	7
Risk Management Institute	A	Credit Risk Management (Consumer) - Competency Unit 6						5
Risk Management Institute	A	Credit Risk Management (Consumer) - Competency Unit 7							5
Risk Management Institute	A	Credit Risk Management (Consumer) Assessment - Competency Unit 2		5
Risk Management Institute	A	Credit Risk Management (Consumer) Assessment - Competency Unit 3			5
Risk Management Institute	A	Credit Risk Management (Consumer) Assessment - Competency Unit 4				5
Risk Management Institute	T	Credit Risk Management (Consumer) (Job Role V) - Module 3- Credit Risk Policy and Procedures for Consumer Banking			5	5
Risk Management Institute	T	Credit Risk Management (Consumer) Module 2 (Job Role V)		5
Risk Management Institute	T	Credit Risk Mgmt (Consumer) - Module 1 (Role V) -Understanding the Principles of Consumer Banking, Consumer Banking Products, Financial Markets and the Financial Services Industry, Basel II, Rules, Regulations and Legislations						5	5

Credit Risk Management - Corporate
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6	7
Risk Management Institute	A	Credit Risk Management (Corporate) - Competency Unit 2		5
Risk Management Institute	A	Credit Risk Management (Corporate) - Competency Unit 3			5
Risk Management Institute	A	Credit Risk Management (Corporate) - Competency Unit 4				5
Risk Management Institute	A	Credit Risk Management (Corporate) - Competency Unit 6						5
Risk Management Institute	A	Credit Risk Management (Corporate) - Competency Unit 7							5
Risk Management Institute	A	Job Role VI Masterclass � Credit Risk Management (Corporate)			5	5	6
Risk Management Institute	T	Credit Risk Management (Corporate) - Module 1: Understanding the Principles of Corporate and Wholesale Banking, Corporate and Wholesale Banking Products, Financial Markets and the Financial Services Industry, Basel II, Rules, Regulations and Legislations.						5	5
Risk Management Institute	T	Credit Risk Management (Corporate) - Module 2: Credit Risk Management Objectives, Strategies and Framework (Corporate Banking); Credit Risk Policy and Procedures (Corporate Banking)		5
Risk Management Institute	T	Credit Risk Management (Corporate) - Module 3: Corporate Credit Risk Rating Processes, Measurement, Monitoring and Evaluation Tools for Corporate Credit Portfolios; Credit Risk Controls, Tools and Processes (Corporate Banking)			5	5
Risk Management Institute	T	Job Role VI Masterclass Credit Risk Management (Corporate) � Competency Unit 3			5
Risk Management Institute	T	Job Role VI Masterclass Credit Risk Management (Corporate) � Competency Unit 4				5
Risk Management Institute	T	Job Role VI Masterclass Credit Risk Management (Corporate) � Competency Unit 5					6
Risk Management Institute	TA	Job Role VI Masterclass � Credit Risk Management (Corporate)	6	6				6	6
Swiss Asia Banking School (Asia) Pte Ltd	T	Corporate Banking Credit Risk Management		5	5	5		5	5

Market Risk Analytics
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6
Risk Management Institute	A	Market Risk Analytics - Competency Unit 1	5
Risk Management Institute	A	Market Risk Analytics - Competency Unit 2		5
Risk Management Institute	A	Market Risk Analytics - Competency Unit 3			5
Risk Management Institute	A	Market Risk Analytics - Competency Unit 5					5
Risk Management Institute	A	Market Risk Analytics - Competency Unit 6						5
Risk Management Institute	T	Market Risk Analytics - Module 1: Understanding of the Financial Markets and Financial Services Industry � Basel II, Rules, Regulations and Legislations					5	5
Risk Management Institute	T	Market Risk Analytics - Module 1A	5
Risk Management Institute	T	Market Risk Analytics - Module 2: Front-end Treasury Systems, Risk Measurements, Market Risk Models and Valuation Methodologies	5
Risk Management Institute	T	Market Risk Analytics - Module 3: Principles, Valuation and Practice � New and Complex Product Structures Development		5
Risk Management Institute	T	Market Risk Analytics - Module 4: Quantitative Valuation and Market Risk Research � Methods and Models			5

Market Risk Management
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6	7
Risk Management Institute	A	Market Risk Management - Competency Unit 1	5
Risk Management Institute	A	Market Risk Management - Competency Unit 2		5
Risk Management Institute	A	Market Risk Management - Competency Unit 3			5
Risk Management Institute	A	Market Risk Management - Competency Unit 4				5
Risk Management Institute	A	Market Risk Management - Competency Unit 6						5
Risk Management Institute	A	Market Risk Management - Competency Unit 7							5
Risk Management Institute	T	Market Risk Management - Module 1: Understanding of the Financial Markets and Financial Services Industry, Basel II, Rules, Regulations and Legislations						5	5
Risk Management Institute	T	Market Risk Management - Module 1A	5	5
Risk Management Institute	T	Market Risk Management - Module 2: Market Risk Management Framework, Objectives and Strategies; Market Risk Policy and Procedures	5	5
Risk Management Institute	T	Market Risk Management - Module 3: Risks Identification, Risks Measurement Methodologies, Monitoring and Control of Market Risks			5	5
Risk Management Institute	TA	Job Role VI Masterclass (Market Risk Management - Part I)	6	6
Risk Management Institute	TA	Job Role VI Masterclass (Market Risk Management - Part II)			5	5	6
Risk Management Institute	TA	Job Role VI Masterclass (Market Risk Management - Part III)						6	6

Operational Risk Management
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6	7
Risk Management Institute	A	Operational Risk Management � Competency Unit 1	5
Risk Management Institute	A	Operational Risk Management - Competency Unit 2		5
Risk Management Institute	A	Operational Risk Management - Competency Unit 3			5
Risk Management Institute	A	Operational Risk Management - Competency Unit 4				5
Risk Management Institute	A	Operational Risk Management - Competency Unit 6						5
Risk Management Institute	A	Operational Risk Management - Competency Unit 7							5
Risk Management Institute	T	Job Role VI Masterclass (Operational Risk Management, CU 1)	6
Risk Management Institute	T	Job Role VI Masterclass (Operational Risk Management, CU 2)		6
Risk Management Institute	T	Job Role VI Masterclass (Operational Risk Management, CU 5)					6
Risk Management Institute	T	Operational Risk Management - Module 1: Understanding the Principles of Financial Markets, Financial Products and the Financial Services Industry, Basel II, Rules, Regulations and Legislations						5	5
Risk Management Institute	T	Operational Risk Management - Module 2: Operational Risk Management Framework and Objectives; Operational Risk management Policies and Standards	5	5
Risk Management Institute	T	Operational Risk Management - Module 3: Operational Risk Controls, Tools, and Measurement Methodologies; Operational Risk Profiling, Reporting and Management			5	5

Securities & Futures

Stockbroking
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6	7
FTI@SMU	A	SMU FICS Certificate : Securities & Futures Industry Foundation (V)						5
FTI@SMU	A	SMU FICS Certificate : Securities & Futures Regulations & Code of Conduct (V)							5
FTI@SMU	T	SMU-SAS FICS Training : Customer Acquisition - Sourcing Clients & Opening Accounts (V)	5
FTI@SMU	T	SMU-SAS FICS Training : Profiling Clients - Needs, Risk and Recommendations (V)		5
FTI@SMU	T	SMU-SAS FICS Training in Securities Marketing (V)	5	5	5	5	5	5	5

Private Equity

Private Equity
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6	7
FTI@SMU	A / T	SMU FICS Certificate : Framework for Conducting Private Equity Due Diligence (V)		5
FTI@SMU	A / T	SMU FICS Certificate : Sourcing Private Equity Deals & Fund Raising (V)	5
FTI@SMU	A / T	SMU FICS Certificate : Structuring & Negotiating Private Equity Deals (V)			5
FTI@SMU	A / TA	SMU FICS Certificate: Implementing Private Equity Exit Strategies (V)					5
FTI@SMU	A / TA	SMU FICS Certificate: Managing Private Equity Portfolios (V)				5
FTI@SMU	A / TA	SMU FICS Certificate: Private Equity Trends & Developments						5
FTI@SMU	A	SMU FICS Certificate: Private Equity Regulatory Trends & Developments							4

Wealth Management

Relationship Management - High Net Worth
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6	7	8
Credit Suisse AG	A	Frontline Training and Certification Assessment (Job Role III)	3	3				3	3	3
Credit Suisse AG	A	Frontline Training and Certification Assessment (Job Role IV)	5	6	4	5			4	4
Credit Suisse AG	TA	Train to Relationship Manager (Role IV)	5	6	4	5			4
Institute of Banking & Finance	A	Client Advisor Competency Standards (CACS) Paper 1 & Paper 2							4	4
Orion Human Capital	A	Relationship Mgmt (HNW) - Assessment (Role III)	3	3				3	3	3
Orion Human Capital	A	Relationship Mgmt (HNW) - Assessment (Role IV)	5	6	4	5			4	4
Orion Human Capital	A	Relationship Mgmt (HNW) - Assessment (Role V)	6	6	5	6	5		5	5
Orion Human Capital	A	Relationship Mgmt (HNW) - Assessment (Role VI)	6	6	4		6		6	6
Portcullis Institute	TA	Financial Advisory Regulations								4
Standard Chartered Bank	T	SMU-SCB Diploma in Private Banking - Module 1: Starting with Basics - Client Aquisition (Role IV)	5
Standard Chartered Bank	T	SMU-SCB Diploma in Private Banking - Module 2: Managing High Net Worth (HNW) Clients (Role IV)		6		5
Standard Chartered Bank	T	SMU-SCB Diploma in Private Banking - Module 3: Legislation & Regulation (Role IV)								4
Standard Chartered Bank	T	SMU-SCB Diploma in Private Banking - Module 4: Wealth Mgmt Product Knowledge, Understanding of Global Markets & Taxes (Role IV)							4
UBS AG	TA	Client Relationship Mgmt - Exec Programme I (Role V)	6	6	5	6	5		5	5
UBS AG	TA	Client Relationship Mgmt - Exec Programme II (Role VI)	6	6	4		6		6	6
UBS AG	TA	Client Relationship Mgmt - Level 1 (Role III)	3	3				3	3	3
UBS AG	TA	Client Relationship Mgmt - Level 2 & 3 (Role IV)	5	6	4	5			4	4
UOB	T	SMU-UOB Adv Diploma in Private Banking - Core & Emerging Asset Classes (Role IV)							4
UOB	T	SMU-UOB Adv Diploma in Private Banking - Managing High Net Worth Clients (Role IV)		6		5
UOB	T	SMU-UOB Adv Diploma in Private Banking - Starting with Basics (Role IV)	5							4
Wealth Management Institute	T	The Psychology of Being a Trusted Advisor (Role IV)	5
Wealth Management Institute	TA	WMI Advanced Wealth Mgmt Programme - Module 1 & 2 (Role V)							5
Wealth Management Institute	TA	WMI Advanced Wealth Mgmt Programme - Module 4 (Role V)		6	5
Wealth Management Institute	TA	WMI Advanced Wealth Mgmt Programme - Module 5 (Role V)	6							5
Wealth Management Institute	TA	WMI Advanced Wealth Mgmt Programme - Module 6 (Role V)				6	5
Wealth Management Institute	TA	WMI Certificate in Private Banking - Module 1 (Role IV)							4	4
Wealth Management Institute	TA	WMI Certificate in Private Banking - Module 2 (Role IV)	5	6	4	5

Relationship Management - Retail
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4
DBS	TA	DBS Consumer Banking Relationship Management Programme	3	3	3	3
Orion Human Capital	A	Relationship Mgmt (Retail) - Assessment (Role III)	3	3	3	3
Singapore College of Insurance	TA	Wealth Mgmt Relationship Mgmt (Retail): Acquiring & Servicing Retail Individuals (Role III)	3	3
Singapore College of Insurance	TA	Wealth Mgmt Relationship Mgmt (Retail): Environment, Products & Regulations (Role III)			3	3

Investment Advisory
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5
Wealth Management Institute	TA	WMI Advanced Wealth Mgmt Programme - Module 1 & 2 (Role V)				6
Wealth Management Institute	TA	WMI Advanced Wealth Mgmt Programme - Module 3 (Role V)	6	6	6
Wealth Management Institute	TA	WMI Advanced Wealth Mgmt Programme - Module 5 (Role V)					6

Relationship Management - Mass Affluent
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5
Citi	T	Client Management Programs	4	4	4
Orion Human Capital	A	Relationship Mgmt (Mass Affluent) - Assessment (Role IV)	4	4	4	4	4
Orion Human Capital	A	Relationship Mgmt (Mass Affluent) - Assessment (Role V)	4	5	5	5	5
Portcullis Institute	T	Financial Advisory Investments - Module 1: Investment Assets & Funds				4
Portcullis Institute	TA	Financial Advisory Investments - Module 2: Financial Advisory Regulations					4
Portcullis Institute	TA	Financial Advisory Investments - Module 3: Investment Advice & Risk Profiling		4
Singapore College of Insurance	TA	Advanced Wealth Mgmt: Applications & Mgmt Practices (Role V)	4	5	5
Singapore College of Insurance	TA	Advanced Wealth Mgmt: Environment, Products & Regulations (Role V)				5	5
Singapore College of Insurance	TA	Wealth Mgmt Relationship Mgmt (Mass Affluent): Acquiring & Servicing Mass Affluent Clients (Role III)	3	3	3
Singapore College of Insurance	TA	Wealth Mgmt Relationship Mgmt (Mass Affluent): Environment, Products & Regulations (Role III)				3	3
Singapore College of Insurance	TA	Wealth Mgmt Relationship Mgmt (Mass Affluent): Environment, Products & Regulations (Role IV)				4	4
Singapore College of Insurance	TA	Wealth Mgmt Relationship Mgmt (Mass Affluent): Performing Client Needs Analysis & Developing Recommendations for Mass Affluent Clients (Role IV)	4	4	4
Standard Chartered Bank	T	FICS Day One Readiness Programme	4	4	4	4	4
Swiss Asia Banking School (Asia) Pte Ltd	T	The Bank Manager Programme - Module One: The Principles of Banking				4
UOB	T	Executive Certificate in Wealth Mgmt (I) (Role IV)	4	4	4	4
UOB	T	Executive Certificate in Wealth Mgmt (II) (Role IV)					4

Trust & Estate Planning
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5
Orion Human Capital	A	Trust and Estate Planning - Assessment (Role IV)	4	4	4	4	4
Orion Human Capital	A	Trust and Estate Planning - Assessment (Role V)	5	4	5	5	5
Wealth Management Institute	TA	WMI Advanced Trust & Estate Planning (ATEP) Module (Role V)	5	4	5	5	5
Wealth Management Institute	TA	WMI Certificate in Trust Services	4	4	4	4	4

Trust Administration
Provider	Scope	Programme	Competency Units
Provider	Scope	Programme	1	2	3	4	5	6	7	8	9
Wealth Management Institute	TA	WMI Advanced Trust Administration (ATA) Module (Role V & VI)	6	5	5			6	6	6	6
Wealth Management Institute	TA	WMI Certificate in Trust Services	3	3	3	3	3		3	3	3

Scope A - Assessment T - Training TA - Training & Assessment