The Diploma in Compliance is a cutting-edge professional education programme. Attainment of the qualification is a recognized mark of excellence in compliance. It delivers what compliance professionals need to know in order to understand and better perform day-to-day compliance responsibilities as well as developing and advising firms on strategy, policies, practices and procedures to meet their own requirements. Those who complete the qualification find that performance in the workplace improves and opportunities for career progression are enhanced.

The Diploma modules include:

•	The Compliance Function - Designing an internal compliance system - Compliance risk - Compliance and the business unit
•	The Regulatory Environment
•	Regulatory approaches, selected financial sector legislation, codes, etc. entities and related matters
•	The Financial Services industry and regulation of select products

Taught by both international and Singapore-based tutors using a number of teaching methods, the learning methodology includes face-to-face lectures and practice-based workshops that incorporate discussions about current affairs and case studies. This approach is further enhanced with the cutting-edge e-learning platforms and tools for 24 / 7 tutor support.

The programme is accredited under Job Role IV. A person in this role would have the following job responsibilities:

• Responsible for performing a limited specialist and support role in a compliance function
• Assumes limited individual responsibility, personal accountability, decision-making authority and risk management skills
• Operates in an environment which is largely non-routine, unpredictable and complex work activities

For more information on the accreditation details, please click here

•	Compliance Officers
•	Deputy Compliance Officers
•	Managers with responsibility for internal compliance controls
•	Risk Managers
•	Internal and External audit staff
•	Regulatory representatives
•	Accountants
•	Lawyers
•	Company Secretaries
•	Anyone who requires an in-depth knowledge of the compliance function and the part it plays in reducing risk

Eligibility criteria: Sound educational background e.g. degree or professional qualification in an appropriate discipline or three years' relevant work experience in the financial services industry.