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Deal Processing & Settlements |
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SMU FICS Certificate: Financial Markets Foundation Programme (IV)
by Financial Training Institute @ SMU
Programme Synopsis |
The SMU FICS Certificate: Financial Markets Foundation (IV) is an introductory programme that aims to provide a broad overview of financial market activities, players, products and the interrelationships between market segments.
The curriculum covers the principles, terminologies and applications of basic financial instruments (foreign exchange, money market, fixed income, equity and derivatives). |
Unique features |
Practical and essential knowledge, calculation and valuation methodology will be taught in lectures. Exercises are included to reinforce the technical knowledge and application. |
Trainer(s) |
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Our trainers comprise veteran banking professionals with extensive experience in financial markets trading, treasury sales, structuring and marketing of bonds. They regularly conduct financial trainings in subjects related to treasury products, investments are risk management.
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Programme Details |
Programme duration: 2 months
1st intake: TBA
Class schedule: weekday evenings
Venue: Singapore Management University campus |
Scope of Accreditation |
The programme is
accredited
under Job Role IV. A person in this role would have the following job responsibilities: • Responsible for performing a support role in operational function.
• Possesses some personal accountability, decision-making authority and risk management skills but has limited bottom-line responsibility.
• Operates in an environment which is largely non-routine, unpredictable and complex.
For more information on the accreditation details, please click here
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Who should attend? |
Fresh graduates and professionals with non-finance background seeking to enter the financial services industry. New hires involved in financial markets front, middle and back office functions. |
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SMU FICS Professional Certificate in Global Markets Operations
by Financial Training Institute @ SMU
Programme Synopsis |
The SMU FICS Professional Certificate in Global Markets Operations aims to provide participants with the essential competencies to process, verify and ensure proper settlements of financial market transactions in the global wholesale financial markets.
The curriculum focuses on critical practical aspects of processing the transaction after the deal is done, such as confirmation, settlements, collateral management, client servicing, accounting and operational controls.
The programme comprises of the following modules:
| Module |
Title |
| 1 |
Financial Markets Foundation Programme |
| 2 |
Deal Processing and Control |
| 3 |
Settlement Flow |
| 4 |
Accounting & Operational Controls |
| 5 |
Financial Markets Regulations & Code of Conduct |
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Unique features |
Curriculum includes comprehensive coverage of cash, securities and derivative instruments, and key competencies across all functions from deal process to accounting control. Case studies, discussions and role play are used to provide participants with hands-on experience in the job function. |
Trainer(s) |
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The trainers are veteran banking professionals with experience across various functions in global market operations.
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Programme Details |
Programme duration: To be advised
1st intake: To be advised
Class schedule: to be advised
Venue: Singapore Management University campus |
Programme Fees |
Gross: To be advised
Net of 90% funding: To be advised ^
^ Fees exclude GST. Terms and conditions apply. |
Scope of Accreditation |
The programme is
accredited
under Job Role IV. A person in this role would have the following job responsibilities: • Responsible for performing a support role in operational function.
• Possesses some personal accountability, decision-making authority and risk management skills but has limited bottom-line responsibility.
• Operates in an environment which is largely non-routine, unpredictable and complex.
For more information on the accreditation details, please click here
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Who should attend? |
Banking staff in operations, middle office staff, treasury managers, business analysts, operations risk managers, product controllers, financial controllers, IT application support, auditors, compliance. Minimum of bachelor’s degree required, preferably with at least one year’s experience in global markets operations. |
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SMU FICS Training: Processing & Settlements of Complex Financial Products (V)
by Financial Training Institute @ SMU
Programme Synopsis |
The SMU FICS Training: Processing & Settlement of Complex Products (V) aims to provide participants with the essential competencies to process, verify and ensure proper settlements of transactions for complex financial instruments in the global wholesale financial market.
The curriculum focuses on critical practical aspects of processing financial instruments such as exotic options, credit derivatives and structured products, including collateral management and client portfolio valuation. |
Unique features |
Curriculum includes comprehensive coverage of exotic options, credit derivatives and structure products, and key competencies to process and settle complex instrument, as well as critical operational and accounting controls. Case studies and discussions are used to provide participants with hands-on experience in the job function. |
Trainer(s) |
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The trainers are veteran banking professionals with experience in handling complex financial instruments in global market operations.
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Programme Details |
Programme duration: To be advised
1st intake: To be advised
Class schedule: to be advised
Venue: Singapore Management University campus |
Scope of Accreditation |
The programme is
accredited
under Job Role V. A person in this role would have the following job responsibilities: • Responsible for performing a specialist role in a operational function.
• Assumes limited supervisory oversight responsibilities to the operational department.
• Possesses a high degree of personal accountability, decision-making authority and risk management skills.
• Operates in an environment which is largely non-routine, unpredictable and complex.
For more information on the accreditation details, please click here
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Who should attend? |
Banking staff in operations, middle office staff, treasury managers, business analysts, operations risk managers, product controllers, financial controllers, IT application support, auditors, compliance and internal control officers. Minimum of bachelor’s degree required, preferably with at least 3 years’ experience in global markets operations. |
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SMU FICS Training: Global Markets Operations Units & Work Practices (VI)
by Financial Training Institute @ SMU
Programme Synopsis |
The SMU FICS Training: Global Markets Operational Units & Work Practices (VI) aims to provide participants with a framework for benchmarking best practices of work units, against industry standards and requirements.
The curriculum focuses on work practices and internal control processes, streamlining of data and process flow, and setting performance benchmarks for operational units. |
Unique features |
Case studies and discussions are used to provide participants with hands-on experience in the job function, which serves to reinforce the technical knowledge and application of competency skills. |
Trainer(s) |
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The trainers are veteran senior banking professionals with experience across various functions in global market operations, as well as organization and system set-ups and implementations.
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Programme Details |
Programme duration: To be advised
1st intake: To be advised
Class schedule: to be advised
Venue: Singapore Management University campus |
Scope of Accreditation |
The programme is
accredited
under Job Role VI. A person in this role would have the following job responsibilities: • Responsible for setting the strategic direction for the Operations Deal Processing and Settlements department, aligning the department objectives with overall corporate goals, managing the day-to-day operations and managing staff.
• Has tactical responsibility for the operational department and administers and manages adherence to the department budget.
• Possesses a significant degree of personal accountability, decision-making authority and risk management skills.
• Operates in an environment which is largely non-routine, unpredictable and complex.
For more information on the accreditation details, please click here
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Who should attend? |
Banking staff in operations, middle office staff, treasury managers, business analysts, operations risk managers, product controllers, financial controllers, IT application support, auditors, compliance and internal control officers. Minimum of bachelor’s degree required, preferably with at least 5 years experience in global financial markets operations. |
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